Different options to open legislation in order to view more content on screen at once. In section 234 (regulations: details), for subsection (8)(b) substitute—, In section 235 (regulations: procedure), at the end insert—, In section 246 (information), in subsection (2)—. (a)extend only to gain or loss in money or other property of any kind; (b)include such gain or loss whether temporary or permanent. 16. Section 90, Financial Services Act 2012 Practical Law Primary Source 5-523-3718 (Approx. 4. (1) Section 259 (statutory instruments) is amended as follows. (1) Section 66 (disciplinary powers) is amended as follows. 24. (1) Schedule 15D (disclosures) is amended as follows. Power to apply or disapply provision made by or under FSMA 2000. 2.In section 15 of the Bank of England Act 1998... 3.In section 40 of the Bank of England Act 1998... 4.House of Commons Disqualification Act 1975 (c. 24), 5.Northern Ireland Assembly Disqualification Act 1975 (c. 25), Further amendments relating to Bank of England. Learn vocabulary, terms, and more with flashcards, games, and other study tools. In paragraph 8(2)— (a) for paragraph (a) substitute—. 54. 31. (1) The first order under section 22A of FSMA 2000... PART 1 Property, rights and liabilities of Financial Services Authority. 26. In section 223 (termination of right to issue), in subsections... (1) Section 232 (definition) is amended as follows. (1) Section 232 (definition) is amended as follows. )), District Judges (Magistrates' Courts) Pensions Act (Northern Ireland) 1960 (c. 2 (N.I. Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. It is also the prudential regulator for over fifty-thousand financial services companies and a criminal enforcement agency. There may be an increased risk of litigation under s90 FSMA, s90A FSMA, or in common law or equity. (1) Paragraph 14 (services) is amended as follows. (7)“Gain” includes a gain by keeping what one has, as well as a gain by getting what one does not have. (1)A person (“P”) who does any act or engages in any course of conduct which creates a false or misleading impression as to the market in or the price or value of any relevant investments commits an offence if—, (a)P intends to create the impression, and. 12. 200 provisions and might take some time to download. (1) Section 350 (disclosure of information by HMRC) is amended... 21.Omit section 351 (competition information). 5 c. 13), Reserve and Auxiliary Forces (Protection of Civil Interests) Act 1951 (c. 65), Employers' Liability (Compulsory Insurance) Act 1969 (c. 57). In section 250 (information), for “Financial Services Authority” substitute “Prudential... (1) Section 259 (statutory instruments) is amended as follows. (1) Section 191 (index of defined expressions) is amended as... Social Security Administration Act 1992 (c. 5), Judicial Pensions and Retirement Act 1993 (c. 8), Social Security (Recovery of Benefits) Act 1997 (c. 27), Regulation of Investigatory Powers Act 2000 (c. 23), Criminal Justice and Police Act 2001 (c. 16), Anti-terrorism, Crime and Security Act 2001 (c. 24), Nationality, Immigration and Asylum Act 2002 (c. 41), Income Tax (Earnings and Pensions) Act 2003 (c. 1), Health and Social Care (Community Health and Standards) Act 2003 (c. 43), Fire and Rescue Services Act 2004 (c. 21), Companies (Audit, Investigations and Community Enterprise) Act 2004 (c. 27), Serious Organised Crime and Police Act 2005 (c. 15). (1) Paragraph 4 (permission) is amended as follows. 39. 27. (1) Section 120 (notice of preliminary steps) is amended as... 45.After section 129 insert— Banks not regulated by PRA (1) In the application of this Part to an FCA-regulated... 46.Part 3 of the Banking Act 2009 is amended as... 47.In section 147 (administrator's proposals), in subsection (6), for “FSA”... 48.In section 153 (successful rescue), in subsection (3), for “FSA”... 49.In section 157 (other processes), in subsection (1), for “Before... 50.After section 157 insert— Banks not regulated by PRA (1) In the application of this Part to an FCA-regulated... 51.In section 166 (interpretation: general), for subsection (2) substitute—, PART 4 Amendments of Parts 4 to 6 of the Act. You No case brought under either s90 or s90A of FSMA has reached judgment. In section 332 (rules relating to persons to whom the... Part 1 of the Banking Act 2009 is amended as... (1) Section 1 (overview) is amended as follows. 119.In section 950 (Panel on Takeovers and Mergers: duty of... 120.In section 995 (petition by Secretary of State), in subsection... 121.In section 1164 (meaning of “banking company” and “banking group”),... 122.In section 1165 (meaning of “insurance company” etc. 40. 5. 12.In paragraph 3, for “Authority” substitute “appropriate regulator”. Acted for one of the institutional lead claimant groups (that represented by Stewarts Law) in this £multi-bn s90 FSMA GLO claim that the prospectus in the spring 2008 £12bn rights issue was misleading, for over three years until settlement in December 2016. 4. In paragraph 9, for “Authority” substitute “appropriate regulator”. 5. Access essential accompanying documents and information for this legislation item from this tab. (1) Section 82 (request for assistance by overseas regulatory authority)... (1) Section 87 (exceptions from restrictions on disclosure) is amended... (1) Section 157 (change in default rules) is amended as... (1) Section 162 (duty to report on completion of default... (1) Section 167 (application to determine whether default proceedings to... (1) Section 169 (supplementary provisions) is amended as follows. In section 165B (safeguards relating to section 165A)—. The Prudential Regulation Authority. 8.In paragraph 18 (giving up right to authorisation), in paragraph... 9.Exercise of passport rights by UK firms. Act Act 2010 (c. 38), Terrorism Prevention and Investigation Measures Act 2011 (c. 23), Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10), Charities and Trustee Investment (Scotland) Act 2005 (asp 10), County Courts Act (Northern Ireland) 1959 (c. 25 (N.I. There may be an increased risk of litigation under s90 FSMA, s90A FSMA, or in common law or equity. In section 217 (insurers in financial difficulties), in subsection (5),... After section 217 insert— Relationship with the regulators Co-operation (1) Each regulator and the scheme manager must take such... For the italic heading before section 218 substitute “Annual plan... Before section 218 insert— Annual plan (1) The scheme manager must in respect of each of... (1) Section 218 (annual report) is amended as follows. (1) Section 169 (supplementary provisions) is amended as follows. (1) Section 369 (insurers: service of petition etc. 18. Main focus was on structured credit issues especially CDOs, MBSs and monoline insurance. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run. (ii)in conformity with price stabilising rules, (c)that D acted or engaged in the conduct in conformity with control of information rules, or. 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